Securities regulators are expected to file a complaint against the popular trading platform operated by Robinhood Financial, alleging the company marketed to inexperienced investors and failed to implement controls to protect them.
Securities regulators are expected to file a complaint against the popular trading platform operated by Robinhood Financial, alleging the company marketed to inexperienced investors and ...
The complaint accuses Robinhood of using "aggressive tactics to attract inexperienced investors" and "gamification strategies to manipulate customers."
Massachusetts securities regulators on Wednesday accused the popular online brokerage Robinhood of engaging in aggressive tactics to attract inexperienced investors and failing to prevent ...
Over the first half of the year, U.S. consumer protection agencies received more than 400 complaints about Robinhood -- roughly four times more than competitors.
Digital-asset companies will try to develop a less adversarial relationship with the state's securities regulator, who stopped several startups from selling digital currencies as ...
Robinhood Markets Inc. is once again getting unwanted scrutiny in Washington after some of the brokerage's customers took advantage of a flaw that allowed them
A letter from the SEC has added new clarification on how custodial broker-dealers like Coinbase can swap customer assets
A study on the use of artificial intelligence in the securities industry by FINRA found a number of challenges with the technology-data bias, customer privacy, and cyber-security among ...
The U.S. will likely continue enacting laws to support the use of blockchain technology for purposes beyond securities and digital currency.
With regulations in flux, it’s a confusing time for those who work with investment professionals. Here’s what investors need to know.
Company follows in the footsteps of discount brokerages like Charles Schwab and TD Ameritrade that leveraged retail brokerage platforms 30 years ago.