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Annual Report 2019

On Jul 10, 2020
@EU_Finance shared
RT @ESMAComms: What is #ESMA’s role? 1⃣ investor protection – serve the needs of consumers and reinforce their rights and responsibilities as investors 2⃣ orderly markets 3⃣ financial stability #AnnualReportESMA ▶️ https://t.co/DTG8rirSMB #ESAs review ▶️ https://t.co/rP0z84dJo8 https://t.co/jE0los6zyO
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Activity Key performance indicator Target Results 2018 Results 2019 Promoting supervisory convergence Non-compliance with guidelines and recommendations N/A 21 23 Number of peer reviews conducted 2 1 2 Number of opinions issued N/A 117 68 Number of Q&As issued N/A 44 81 Percentage of IT ...

www.esma.europa.eu
On Jul 10, 2020
@EU_Finance shared
RT @ESMAComms: What is #ESMA’s role? 1⃣ investor protection – serve the needs of consumers and reinforce their rights and responsibilities as investors 2⃣ orderly markets 3⃣ financial stability #AnnualReportESMA ▶️ https://t.co/DTG8rirSMB #ESAs review ▶️ https://t.co/rP0z84dJo8 https://t.co/jE0los6zyO
Open

Annual Report 2019

Annual Report 2019

Activity Key performance indicator Target Results 2018 Results 2019 Promoting supervisory convergence Non-compliance with guidelines and recommendations N/A 21 23 Number of peer reviews ...

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7 Abbreviations ABCP asset-backed commercial paper AMA advanced measurement approach AML anti-money laundering AML/CFT anti-money laundering and countering the financing of terrorism AMLD3 ...

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